Notice -call for information – Submission of information pertaining to ‘Unclaimed Non-convertible Securities'(dated-06.09.2022)-SEBI.
View PdfNotice -call for information – Submission of information pertaining to ‘Unclaimed Non-convertible Securities'(dated-06.09.2022)-SEBI.
- All entities :
- which do not fall within the definition of ‘Company’ under the Companies Act, 2013 and the Rules made thereunder; and
- which had listed non-convertible securities (including non-convertible debt securities, non-convertible redeemable preference shares and perpetual non-cumulative preference shares and perpetual debt instruments) under the SEBI (Disclosure and Investor Protection) Guidelines 2000, SEBI (Issue and Listing of Debt Securities), Regulations, 2008 or SEBI (Issue and Listing of Non-convertible Redeemable Preference Shares), 2013; and
- which have unclaimed interest/ dividend and/ or principal/ redemption amount on the said instruments as on August 31, 2022, shall submit information as per below mentioned format (in excel sheet):
Sl. No. Name of the Issuer ISIN Amount remaining unclaimed* – Interest/ Dividend (in Rs.) Amount remaining unclaimed* – Principal/ Redemption (in Rs.) Date of redemption Amount lying with (Escrow account/ Others) *As on August 31, 2022.
- The aforementioned information is to be submitted to the email ids – pradeepr@sebi.gov.in, divyah@sebi.gov.in and akanshag@sebi.gov.in, latest by September 15, 2022, refer attachment for further details.
